Complaints Procedure

Complaints Procedure

At Titan Alternatives Limited (”we”), we are committed to dealing with complaints fairly, promptly and objectively. Please see the details of how to make a complaint below depending on the service you wish to complain about.

We aim to always provide excellent levels of service. Even so, we appreciate that there may be occasions when clients have a complaint, and we encourage this feedback to enable us to put things right and to use the information gained to improve our services. These procedures seek to respond in a fair and impartial way to clients and other connected parties, who express dissatisfaction about our provision of, or failure to provide, a financial service.
We take every complaint seriously and your complaint will be handled in accordance with the relevant FCA rules. We aim to resolve every complaint fairly and in a timely manner.

We have a written internal complaint handling policy, as required by the FCA Rules, which provides full details of the procedures we and Sturgeon Ventures LLP, our FCA regulated principal, will adhere to when handing your complaint. You can obtain a copy of this on request.

 

How to complain

You may complain to us in the most convenient way for you: either by letter, telephone or email. Should you wish for someone to complain on your behalf, we will need your written permission to enable us to deal with them. Many concerns can be resolved immediately; therefore, in the first instance, it may be more beneficial to speak to your usual relationship contact.

However, to make a formal complaint about any issue relating to our services or this website, please notify us in writing, either to ourselves, at:

Mr J Henwood – Director

Titan Alternatives Limited]

7 Johnston Road, IG8 0XA

0203 927 7730

Admin.Alternatives@titanwh.com

Or to our FCA authorised Principal, Sturgeon Ventures LLP, at:

The Compliance Officer, Sturgeon Ventures LLP

2nd Floor, Unit D, Heathmans House, 19 Heathmans Road, London SW6 4TJ

Telephone: 0203 167 4625

Email: complaints@sturgeonventures.com

 

What happens next?

If we are unable to resolve your complaint immediately, we will aim to resolve your concerns as soon as possible. You will be issued with an acknowledgment letter promptly and we will keep you informed regarding the progress of your complaint. You will not be charged for any aspect of us handling your complaint.

We will fully investigate your complaint and send you a response which clearly details our findings and the outcome of your complaint. We will also detail any proposed actions to put things right, if appropriate. We will aim to complete this process promptly and will provide you with regular updates.

Upon completion of our investigations, we will, no later than by the end of eight weeks following our receipt of the complaint, issue you with either:

a final response, being a written response from us which:

  1. accepts the complaint and, where appropriate, offers redress or remedial action; or
  2. offers redress or remedial action without accepting the complaint; or
  3. rejects the complaint and gives reasons for doing so;

and which:

  1. encloses a copy of the FOS standard explanatory leaflet;
  2. provides the website address of the FOS; and
  3. informs the complainant that if they remain dissatisfied with our response, they may now refer their complaint to the FOS and must do so within six months;

or,

a written response which:

  1. explains why we are not in a position to make a final response and indicates when we expect to be able to provide one;
  2. informs the complaint that they may now refer the complaint to the FOS;
  3. encloses a copy of the FOS standard explanatory leaflet; and
  4. provides the website address of the FOS.

Please note, however, that the services of FOS in relation to complaints are only available to certain categories of complainants, being in summary individual customers or lenders or small businesses, charities and trusts. The FOS’s website provides additional detail on this:

https://www.financial-ombudsman.org.uk/consumers/expect/who-we-can-help

 

The Financial Ombudsman Service (FOS)

We will always aim to resolve your complaint promptly and fairly. If, in accordance with the procedure set out above, we are unable to provide a final response to your complaint within eight weeks, or if you remain dissatisfied following receipt of our final response, you may refer your complaint to the Financial Ombudsman Service:

Financial Ombudsman Service

Exchange Tower London

E14 9SR Telephone: 0800 023 4567

Email: complaint.info@financial-ombudsman.org.uk

Website: www.financial-ombudsman.org.uk

The Financial Ombudsman Service is an independent dispute resolution service. There is no charge for you to use their services.

 

Referring your complaint to another firm

Where we believe that another firm may be solely, or jointly, responsible for the fault alleged in your complaint, we will refer your complaint to that firm for investigation and reply. Where we are satisfied that we may have some responsibility for the fault alleged in your complaint, we will investigate your complaint in accordance with these procedures.

If you contact either us or Sturgeon Ventures LLP in relation to a complaint about any investment product for which we have provided information on this website, we will promptly pass your contact information and details of the complaint onto the relevant product manufacturer for their attention and appropriate response. 

 

Further information

If you have any queries regarding our complaint handling procedures, or the process of your complaint, please contact either us or Sturgeon Ventures LLP in writing, using the contact details given above.

Jim Henwood

Co-Founder

Since Co-Founding Haibun (now Titan Alternatives) Jim has proficiently driven all aspects of the firm’s operations, successfully developing the systems and controls required for Titan Alternatives to meet its regulatory and legal requirements.

With the firm’s focus firmly on providing efficient client servicing, Jim has also built the proprietary client reporting system and continues to refine the internal procedures to ensure the firm controls its affairs responsibly and effectively.

Jason Rungasamy

Co-Founder

Jason is a Co-Founder and has heavily influenced the company’s growth, successfully leading a number of bespoke private company fundraises.

Having worked within the financial services sector for over 20 years, he has gained the experience, knowledge, and insight to provide professional clients with relevant and beneficial assistance with their personal finances. Jason’s expertise lies in securing clients’ financial well-being and providing investment opportunities that sophisticated investors can consider as part of a diversified portfolio.

Stuart Knight

Co-Founder

Since co-founding Haibun Wealth Limited, now Titan Alternatives, Stuart has been instrumental in the development of the firm and its standing in this specialised market.

Working within private client wealth management since 1998, he has catered for clients occupying significant roles across various financial institutions. Stuart’s expertise is fund research, gaining allocations to leading hedge funds and providing investment opportunities for sophisticated investors.

Matthew Cureton

Co-Founder

Matthew has been an intrinsic part of Haibun (now Titan Alternatives) since its formation. As a Co-Founder, he has focused on developing relationships with clients, providers, and companies seeking funding.

Matthew’s personal involvement with the fund-raising activities at Titan Alternatives starts at the very beginning of each journey.

Incorporating the due diligence process, meeting with the various management teams, and visiting companies on site, to then being involved with the marketing documents, hosting presentations, and facilitating the investments for clients. Matthew also continues to monitor and report on the investment throughout its life, which has included him taking on Non-Executive Directorships or observer roles on various company boards.

Our funds have moved

The previous Titan Asset Management funds have now moved to a new site and trading entity, Titan Investment Solutions. Titan Asset Management now holds the MPS only.

Titan Sustainable MPS

Factsheet

Titan Active MPS

Factsheet

Titan ACUMEN MPS

Factsheet

Titan Passive MPS

Factsheet